SFC Licences of WADLE John Allen
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| M&G Investments (Hong Kong) Limited | RE | 4 | 03 August 2020 | |
| M&G Investments (Hong Kong) Limited | RE | 1 | 03 August 2020 | |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 4 | 05 December 2017 | 05 June 2020 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 2 | 20 April 2016 | 05 June 2020 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 20 April 2016 | 05 June 2020 |
| Sculptor Capital Management Hong Kong Limited 司韜資本管理(香港)有限公司 | RE | 9 | 16 July 2012 | 14 April 2014 |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 | RE | 4 | 06 August 2009 | 01 December 2011 |
| UBS Securities Asia Limited | RE | 4 | 01 April 2003 | 07 April 2009 |
| UBS Securities Asia Limited | RE | 9 | 01 April 2003 | 24 March 2005 |
| UBS Securities Asia Limited | RE | 6 | 01 April 2003 | 24 March 2005 |