SFC Licences of WADLE John Allen

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
M&G Investments (Hong Kong) Limited RE 4 03 August 2020
M&G Investments (Hong Kong) Limited RE 1 03 August 2020
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 4 05 December 2017 05 June 2020
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 2 20 April 2016 05 June 2020
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 20 April 2016 05 June 2020
Sculptor Capital Management Hong Kong Limited 司韜資本管理(香港)有限公司 RE 9 16 July 2012 14 April 2014
Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 RE 4 06 August 2009 01 December 2011
UBS Securities Asia Limited RE 4 01 April 2003 07 April 2009
UBS Securities Asia Limited RE 6 01 April 2003 24 March 2005
UBS Securities Asia Limited RE 9 01 April 2003 24 March 2005