SFC Licences of TAO Shi 陶石

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
TSSP Hong Kong (A) Limited RO 4 29 November 2019 01 January 2022
TSSP Hong Kong (A) Limited RO 1 29 November 2019 01 January 2022
TPG Capital, Limited 美國德太投資有限公司 RO 4 06 June 2019 29 November 2019
TPG Capital, Limited 美國德太投資有限公司 RO 1 06 June 2019 29 November 2019
TPG Capital, Limited 美國德太投資有限公司 RE 4 03 May 2019 06 June 2019
China Everbright Investment Management Limited 中國光大控股投資管理有限公司 RO 9 06 August 2018 30 November 2018
China Everbright Investment Management Limited 中國光大控股投資管理有限公司 RE 4 16 September 2014 30 November 2018
China Everbright Investment Management Limited 中國光大控股投資管理有限公司 RE 9 08 October 2014 06 August 2018
China Everbright Assets Management Limited 中國光大資產管理有限公司 RE 4 04 November 2009 04 September 2014
China Everbright Assets Management Limited 中國光大資產管理有限公司 RE 9 04 November 2009 07 October 2010
First Shanghai Futures Limited 第一上海期貨有限公司 RE 2 03 November 2003 15 March 2008
First Shanghai Securities Limited 第一上海證券有限公司 RE 1 03 November 2003 15 March 2008