SFC Licences of LIM Seng Yee
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Anuenue Securities Limited 鉅亨證券有限公司 | RO | 6 | 06 April 2005 | 30 September 2008 |
| Anuenue Securities Limited 鉅亨證券有限公司 | RO | 4 | 06 April 2005 | 30 September 2008 |
| Anuenue Securities Limited 鉅亨證券有限公司 | RO | 1 | 01 April 2003 | 30 September 2008 |
| Anuenue Securities Limited 鉅亨證券有限公司 | RO | 4 | 01 April 2003 | 15 November 2004 |
| Anuenue Securities Limited 鉅亨證券有限公司 | RO | 6 | 01 April 2003 | 15 November 2004 |
| Anuenue Securities Limited 鉅亨證券有限公司 | RO | 9 | 01 April 2003 | 15 November 2004 |