SFC Licences of SIEH Tien Yu 謝添佑
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 07 April 2009 | 17 February 2012 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 07 April 2009 | 17 February 2012 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 07 April 2009 | 17 February 2012 |
| Merrill Lynch Far East Limited | RE | 6 | 15 October 2007 | 11 March 2009 |
| Merrill Lynch Far East Limited | RE | 4 | 15 October 2007 | 11 March 2009 |
| Merrill Lynch Far East Limited | RE | 1 | 15 October 2007 | 11 March 2009 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 15 October 2007 | 11 March 2009 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 15 October 2007 | 11 March 2009 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 01 April 2003 | 11 March 2009 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 01 April 2003 | 23 March 2005 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 01 April 2003 | 23 March 2005 |
| Merrill Lynch (Asia Pacific) Limited | RE | 7 | 01 April 2003 | 23 March 2005 |
| Merrill Lynch (Asia Pacific) Limited | RE | 9 | 01 April 2003 | 25 January 2005 |