SFC Licences of LAM Chung Han, Terence 林忠漢

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 RO 9 21 June 2011 29 January 2019
AXA China Region Investment Services Limited 安盛投資服務有限公司 RO 9 21 June 2011 30 September 2016
AXA Rosenberg Investment Management Asia Pacific Limited (trading as AXA Rosenberg Asia Pacific; AXA Investment Managers) 安盛羅森堡投資管理亞太有限公司 (以AXA Rosenberg Asia Pacific; AXA Investment Managers名義經營業務) RO 4 12 October 2010 27 June 2019
AXA Rosenberg Investment Management Asia Pacific Limited (trading as AXA Rosenberg Asia Pacific; AXA Investment Managers) 安盛羅森堡投資管理亞太有限公司 (以AXA Rosenberg Asia Pacific; AXA Investment Managers名義經營業務) RO 1 12 October 2010 27 June 2019
AXA Rosenberg Investment Management Asia Pacific Limited (trading as AXA Rosenberg Asia Pacific; AXA Investment Managers) 安盛羅森堡投資管理亞太有限公司 (以AXA Rosenberg Asia Pacific; AXA Investment Managers名義經營業務) RO 9 12 October 2010 20 February 2018
AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 RO 9 12 October 2010
AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 RO 4 12 October 2010
AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 RO 1 12 October 2010
AXA Rosenberg Investment Management Asia Pacific Limited (trading as AXA Rosenberg Asia Pacific; AXA Investment Managers) 安盛羅森堡投資管理亞太有限公司 (以AXA Rosenberg Asia Pacific; AXA Investment Managers名義經營業務) RE 9 01 September 2010 12 October 2010
AXA Rosenberg Investment Management Asia Pacific Limited (trading as AXA Rosenberg Asia Pacific; AXA Investment Managers) 安盛羅森堡投資管理亞太有限公司 (以AXA Rosenberg Asia Pacific; AXA Investment Managers名義經營業務) RE 4 01 September 2010 12 October 2010
AXA Rosenberg Investment Management Asia Pacific Limited (trading as AXA Rosenberg Asia Pacific; AXA Investment Managers) 安盛羅森堡投資管理亞太有限公司 (以AXA Rosenberg Asia Pacific; AXA Investment Managers名義經營業務) RE 1 01 September 2010 12 October 2010
AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 RE 9 01 September 2010 12 October 2010
AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 RE 4 01 September 2010 12 October 2010
AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 RE 1 01 September 2010 12 October 2010
BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 RO 9 09 September 2008 15 May 2010
BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 RO 4 09 September 2008 15 May 2010
BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 RO 1 09 September 2008 15 May 2010
BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 RE 4 11 April 2008 09 September 2008
BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 RE 9 03 April 2008 09 September 2008
BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 RE 1 03 April 2008 09 September 2008
Franklin Templeton Investments (Asia) Limited RE 1 17 March 2006 12 March 2008
Franklin Templeton Investments (Asia) Limited RE 9 05 July 2005 12 March 2008
DWS Investments Hong Kong Limited 德意志投資香港有限公司 RE 4 27 October 2004 13 April 2005
DWS Investments Hong Kong Limited 德意志投資香港有限公司 RE 1 27 October 2004 13 April 2005
Amundi Asset Management RE 9 01 July 2004 23 September 2004
Amundi Asset Management RE 4 01 July 2004 23 September 2004
Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 RE 9 01 April 2003 23 September 2004
Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 RE 4 01 April 2003 23 September 2004
Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 RE 1 01 April 2003 23 September 2004
Credit Agricole Asset Management RE 4 01 April 2003 02 July 2004
Credit Agricole Asset Management RE 9 01 April 2003 02 July 2004
Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 RE 6 01 April 2003 11 May 2004