SFC Licences of WONG Nelson 黃國重
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
De Riva Asia Limited | RO | 2 | 29 July 2010 | 17 December 2012 |
De Riva Asia Limited | RO | 1 | 29 July 2010 | 17 December 2012 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 16 July 2009 | 01 July 2010 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 16 July 2009 | 01 July 2010 |
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 | RE | 1 | 16 July 2009 | 01 July 2010 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 02 August 2006 | 01 December 2006 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 02 August 2006 | 01 December 2006 |
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 | RE | 1 | 02 August 2006 | 01 December 2006 |
Newedge Broker Limited 新際經紀有限公司 | RO | 7 | 01 April 2003 | 31 July 2003 |
Newedge Broker Limited 新際經紀有限公司 | RO | 5 | 01 April 2003 | 31 July 2003 |
Newedge Broker Limited 新際經紀有限公司 | RO | 2 | 01 April 2003 | 31 July 2003 |
Newedge Broker Limited 新際經紀有限公司 | RO | 9 | 01 April 2003 | 31 July 2003 |