SFC Licences of FAN Kei Shun, Lester 范基信

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Glory Profit Capital Limited 富泓資本有限公司 RO 9 19 August 2021 28 February 2024
Glory Profit Capital Limited 富泓資本有限公司 RO 4 19 August 2021 28 February 2024
Full House Asset Management Company Limited 富嘉資產管理有限公司 RO 9 26 May 2020 15 June 2021
Full House Asset Management Company Limited 富嘉資產管理有限公司 RO 4 26 May 2020 15 June 2021
China Centre City Global Capital Limited 中城寰宇資本有限公司 RO 9 07 June 2018 26 August 2019
China Centre City Global Capital Limited 中城寰宇資本有限公司 RO 4 07 June 2018 26 August 2019
NFH Securities and Futures Limited 新金控證券期貨有限公司 RO 5 25 August 2016 31 January 2018
NFH Securities and Futures Limited 新金控證券期貨有限公司 RO 2 25 August 2016 31 January 2018
NFH Asset Management Limited 新金控資產管理有限公司 RO 9 16 October 2015 31 January 2018
NFH Asset Management Limited 新金控資產管理有限公司 RO 4 16 October 2015 31 January 2018
China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司 RO 5 03 June 2013 31 December 2014
China Industrial Securities International Futures Limited 興證國際期貨有限公司 RO 2 13 July 2012 31 December 2014
China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司 RO 9 27 April 2012 31 December 2014
China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司 RO 4 27 April 2012 31 December 2014
China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 RO 5 26 April 2011 28 October 2011
China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 RO 2 26 April 2011 28 October 2011
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 21 December 2010 28 October 2011
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 RO 1 12 October 2009 14 June 2010
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 RE 1 23 January 2009 12 October 2009
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 RO 4 22 May 2008 14 June 2010
Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司 RO 5 05 March 2008 14 June 2010
Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司 RO 2 29 November 2007 14 June 2010
Guoyuan Asset Management (Hong Kong) Limited 國元資產管理(香港)有限公司 RO 9 28 November 2007 14 June 2010
CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 RO 9 06 September 2006 22 September 2007
Zhongrong International Futures Co., Limited 中融國際期貨有限公司 RO 2 07 July 2004 22 September 2007
AIM Y.K. Hui Investment Consultants Limited 許沂光投資顧問有限公司 RE 9 01 April 2003 22 September 2007
AIM Y.K. Hui Investment Consultants Limited 許沂光投資顧問有限公司 RE 5 01 April 2003 22 September 2007
AIM Y.K. Hui Investment Consultants Limited 許沂光投資顧問有限公司 RE 4 01 April 2003 22 September 2007
AIM Y.K. Hui Investment Consultants Limited 許沂光投資顧問有限公司 RE 6 01 April 2003 10 November 2004
Zhongrong International Futures Co., Limited 中融國際期貨有限公司 RE 2 01 April 2003 07 July 2004
Zhongrong International Futures Co., Limited 中融國際期貨有限公司 RE 9 01 April 2003 19 September 2003
Zhongrong International Futures Co., Limited 中融國際期貨有限公司 RE 5 01 April 2003 19 September 2003