SFC licenceholder AGU592 CHAN Lik Ho, Ricky 陳歷豪

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 07 April 2020

Institution Role Licences Start date End date
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [1] (Dealing in Securities) 15 May 2018
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE [2] (Dealing in Futures Contracts) 15 May 2018
Sincere Securities Limited 訊匯證券有限公司 RE [1] (Dealing in Securities) 14 July 2003 06 October 2003
Hong Kong Forex Investment Limited 香港外匯投資有限公司 RE [3] (Leveraged Foreign Exchange Trading) 01 April 2003 06 October 2003