SFC Licences of LI Fung Ming 李豐名
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 | RO | 9 | 14 August 2018 | |
China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 | RO | 4 | 14 August 2018 | |
China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 | RO | 1 | 14 August 2018 | |
China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 | RE | 9 | 06 August 2012 | 14 August 2018 |
China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 | RE | 4 | 06 August 2012 | 14 August 2018 |
J.P. Morgan Securities (Far East) Limited | RE | 6 | 01 April 2003 | 18 June 2004 |
J.P. Morgan Securities (Far East) Limited | RE | 4 | 01 April 2003 | 18 June 2004 |
J.P. Morgan Securities (Far East) Limited | RE | 9 | 01 April 2003 | 18 June 2004 |