SFC Licences of CHAN Kin Wai Philip 陳健威
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 | RE | 4 | 04 September 2023 | |
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 | RE | 1 | 13 July 2023 | |
Changjiang Futures (HK) Limited 長江證券期貨(香港)有限公司 | RE | 2 | 27 June 2018 | 03 March 2023 |
Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 | RE | 1 | 27 June 2018 | 03 March 2023 |
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 | RE | 2 | 17 August 2015 | 19 January 2017 |
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 1 | 07 July 2015 | 19 January 2017 |
Residents Securities Limited 市民證券有限公司 | RO | 1 | 25 July 2006 | 31 July 2013 |
Residents Securities Limited 市民證券有限公司 | RE | 1 | 13 May 2005 | 25 July 2006 |