SFC Licences of TOMIYAMA Takuya 富山卓也
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 4 | 28 July 2020 | |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 2 | 18 June 2015 | |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 18 June 2015 | |
| Daiwa Securities SMBC Futures (Asia) Limited 大和証券盛民博昌期貨(亞洲)有限公司 | RE | 2 | 23 June 2003 | 10 August 2004 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 01 April 2003 | 10 August 2004 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 6 | 01 April 2003 | 11 June 2003 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 9 | 01 April 2003 | 11 June 2003 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 4 | 01 April 2003 | 11 June 2003 |