SFC Licences of LARGE Alexander Richard Brooks
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | RE | 4 | 01 April 2003 | 27 August 2004 |
| J.P. Morgan Securities (Far East) Limited | RE | 6 | 01 April 2003 | 27 August 2004 |
| J.P. Morgan Securities (Far East) Limited | RE | 9 | 01 April 2003 | 27 August 2004 |