SFC Licences of LEE Yik Yu 李奕儒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Neutral Financial Holding Company Limited 中和金控有限公司 | RO | 6 | 17 September 2019 | |
| Neutral Financial Holding Company Limited 中和金控有限公司 | RE | 6 | 02 September 2019 | 17 September 2019 |
| Sheng Yuan Capital (Hong Kong) Limited 盛源資本(香港)有限公司 | RO | 6 | 29 June 2018 | 01 September 2019 |
| CVP Capital Limited | RO | 6 | 07 March 2016 | 26 January 2017 |
| CVP Capital Limited | RE | 4 | 26 January 2016 | 26 January 2017 |
| CVP Capital Limited | RE | 1 | 26 January 2016 | 26 January 2017 |
| CVP Capital Limited | RE | 6 | 26 January 2016 | 07 March 2016 |
| INCU Corporate Finance Limited 衍丰企業融資有限公司 | RO | 6 | 31 August 2007 | 05 January 2016 |
| INCU Corporate Finance Limited 衍丰企業融資有限公司 | RE | 6 | 11 April 2007 | 31 August 2007 |
| VC Capital Limited 滙盈融資有限公司 | RE | 6 | 20 July 2004 | 05 August 2006 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 6 | 24 October 2003 | 20 July 2004 |
| REXCAPITAL (Hong Kong) Limited 御泰融資(香港)有限公司 | RE | 6 | 01 April 2003 | 16 August 2003 |
| REXCAPITAL (Hong Kong) Limited 御泰融資(香港)有限公司 | RE | 9 | 01 April 2003 | 16 August 2003 |
| REXCAPITAL (Hong Kong) Limited 御泰融資(香港)有限公司 | RE | 4 | 01 April 2003 | 16 August 2003 |