SFC Licences of SO Lai Ha, Ivy 蘇麗霞

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Fulbright Securities Limited 富昌證券有限公司 RE 1 05 October 2007
Upbest Securities Company Limited 美建證券有限公司 RE 1 01 April 2003 25 September 2007
Upbest Securities Company Limited 美建證券有限公司 RE 4 01 April 2003 29 December 2003
Upbest Securities Company Limited 美建證券有限公司 RE 6 01 April 2003 29 December 2003
Upbest Securities Company Limited 美建證券有限公司 RE 9 01 April 2003 29 December 2003