SFC Licences of SO Lai Ha, Ivy 蘇麗霞
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Fulbright Securities Limited 富昌證券有限公司 | RE | 1 | 05 October 2007 | |
Upbest Securities Company Limited 美建證券有限公司 | RE | 1 | 01 April 2003 | 25 September 2007 |
Upbest Securities Company Limited 美建證券有限公司 | RE | 4 | 01 April 2003 | 29 December 2003 |
Upbest Securities Company Limited 美建證券有限公司 | RE | 6 | 01 April 2003 | 29 December 2003 |
Upbest Securities Company Limited 美建證券有限公司 | RE | 9 | 01 April 2003 | 29 December 2003 |