| Institution |
Role |
Licences |
Start date |
End date |
SBI Securities (Hong Kong) Limited 思佰益證券(香港)有限公司
|
RO |
4 |
12 September 2018 |
|
SBI Securities (Hong Kong) Limited 思佰益證券(香港)有限公司
|
RO |
1 |
21 March 2016 |
|
SBI Securities (Hong Kong) Limited 思佰益證券(香港)有限公司
|
RE |
1 |
18 January 2016 |
21 March 2016 |
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司
|
RO |
1, 2, 4, 5 |
10 July 2013 |
18 September 2015 |
Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司
|
RE |
2 |
20 January 2012 |
27 May 2013 |
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司
|
RE |
1 |
20 January 2012 |
27 May 2013 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司
|
RE |
1, 2 |
07 December 2009 |
17 August 2011 |
Nomura Futures (Hong Kong) Limited
|
RE |
2 |
28 November 2008 |
29 October 2009 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司
|
RE |
1, 2 |
10 October 2008 |
29 October 2009 |
Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司
|
RE |
1 |
21 May 2008 |
29 September 2008 |
Lehman Brothers Futures Asia Limited
|
RE |
2 |
10 April 2008 |
29 September 2008 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司
|
RE |
1, 2 |
10 April 2008 |
29 September 2008 |
Morgan Stanley Hong Kong Securities Limited
|
RE |
1 |
17 May 2006 |
11 March 2008 |
Morgan Stanley Hong Kong Futures Limited
|
RE |
2, 7 |
10 October 2005 |
11 March 2008 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司
|
RE |
1, 7 |
10 October 2005 |
11 March 2008 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司
|
RE |
1 |
01 April 2003 |
30 August 2005 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司
|
RE |
4 |
01 April 2003 |
17 April 2004 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司
|
RE |
6, 9 |
01 April 2003 |
08 January 2004 |