SFC Licences of PUN Wai Yi Kimmy 潘慧儀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融（香港）有限公司 | RE | 1 | 14 May 2014 | 19 February 2015 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 14 May 2014 | 19 February 2015 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 07 November 2013 | 14 April 2014 |
| CMBC Securities Company Limited 民銀證券有限公司 | RE | 1 | 29 January 2013 | 11 October 2013 |