SFC Licences of LAM Chi Siu, Milton 林子紹

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 RE 1 02 June 2010
ICAP Equities Asia Limited RE 1 18 March 2009 13 April 2010
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE 1 14 May 2004 17 January 2009
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RE 2 10 May 2004 17 January 2009
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 10 May 2004 17 January 2009
Newedge Broker Limited 新際經紀有限公司 RE 1 01 April 2003 07 May 2004
Newedge Broker Limited 新際經紀有限公司 RE 2 01 April 2003 07 May 2004
Newedge Broker Limited 新際經紀有限公司 RE 7 01 April 2003 07 May 2004
Newedge Broker Limited 新際經紀有限公司 RE 5 01 April 2003 09 October 2003
Newedge Broker Limited 新際經紀有限公司 RE 9 01 April 2003 09 October 2003