SFC Licences of LAM Chi Siu, Milton 林子紹
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 02 June 2010 | |
| ICAP Equities Asia Limited | RE | 1 | 18 March 2009 | 13 April 2010 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 1 | 14 May 2004 | 17 January 2009 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 10 May 2004 | 17 January 2009 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 10 May 2004 | 17 January 2009 |
| Newedge Broker Limited 新際經紀有限公司 | RE | 1 | 01 April 2003 | 07 May 2004 |
| Newedge Broker Limited 新際經紀有限公司 | RE | 7 | 01 April 2003 | 07 May 2004 |
| Newedge Broker Limited 新際經紀有限公司 | RE | 2 | 01 April 2003 | 07 May 2004 |
| Newedge Broker Limited 新際經紀有限公司 | RE | 9 | 01 April 2003 | 09 October 2003 |
| Newedge Broker Limited 新際經紀有限公司 | RE | 5 | 01 April 2003 | 09 October 2003 |