SFC Licences of SHIU Kam Man 邵錦文

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
De Riva Asia Limited RO 2 03 July 2020
De Riva Asia Limited RO 1 03 July 2020
De Riva Asia Limited RE 2 01 April 2020 03 July 2020
De Riva Asia Limited RE 1 01 April 2020 03 July 2020
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 RO 2 17 October 2014 31 December 2019
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 RO 2 03 June 2011 10 December 2012
BGC Securities (Hong Kong) LLC RO 2 25 June 2008 31 December 2019
BGC Securities (Hong Kong) LLC RO 1 25 June 2008 31 December 2019
BGC Securities (Hong Kong) LLC RE 1 25 February 2008 25 June 2008
MF Global Hong Kong Limited 明富環球香港有限公司 RO 1 30 April 2007 14 January 2008
MF Global Hong Kong Limited 明富環球香港有限公司 RO 2 26 August 2005 14 January 2008
MF Global Securities HK Limited 明富環球證券香港有限公司 RO 1 26 August 2005 30 April 2007
SG Asset Finance (Hong Kong) Limited RE 2 21 October 2003 07 June 2005
Newedge Broker Hong Kong Limited 新際經紀香港有限公司 RE 2 13 June 2003 07 June 2005
SG Asset Finance (Hong Kong) Limited RE 1 13 June 2003 07 June 2005
Newedge Broker Hong Kong Limited 新際經紀香港有限公司 RE 7 13 June 2003 24 May 2005
SG Asset Finance (Hong Kong) Limited RE 7 13 June 2003 09 July 2003
Newedge Broker Limited 新際經紀有限公司 RE 5 01 April 2003 13 June 2003
Newedge Broker Limited 新際經紀有限公司 RE 9 01 April 2003 13 June 2003
Newedge Broker Limited 新際經紀有限公司 RE 1 01 April 2003 13 June 2003
Newedge Broker Limited 新際經紀有限公司 RE 2 01 April 2003 13 June 2003
Newedge Broker Limited 新際經紀有限公司 RE 7 01 April 2003 13 June 2003