SFC Licences of WAN Ming Sun 尹明山
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Wei Capital Management Limited | RE | 9 | 17 April 2023 | |
| Old Peak Limited | RE | 9 | 13 September 2005 | 31 December 2022 |
| Old Peak Limited | RE | 5 | 13 September 2005 | 31 December 2022 |
| Old Peak Limited | RE | 4 | 13 September 2005 | 31 December 2022 |
| UBS Securities Asia Limited | RE | 9 | 01 April 2003 | 26 February 2004 |
| UBS Securities Asia Limited | RE | 4 | 01 April 2003 | 26 February 2004 |
| UBS Securities Asia Limited | RE | 6 | 01 April 2003 | 26 February 2004 |
| UBS Securities Asia Limited | RE | 1 | 01 April 2003 | 26 February 2004 |