SFC Licences of WANG Lu 王璐
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 06 September 2018 | |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 3 | 06 September 2011 | 26 November 2014 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 13 January 2006 | |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 13 January 2006 | |
| First Shanghai Securities Limited 第一上海證券有限公司 | RE | 1 | 01 April 2003 | 12 January 2006 |
| First Shanghai Futures Limited 第一上海期貨有限公司 | RE | 2 | 01 April 2003 | 12 January 2006 |
| First Shanghai Securities Limited 第一上海證券有限公司 | RE | 4 | 01 April 2003 | 11 August 2004 |
| First Shanghai Futures Limited 第一上海期貨有限公司 | RE | 9 | 01 April 2003 | 11 August 2004 |
| First Shanghai Futures Limited 第一上海期貨有限公司 | RE | 5 | 01 April 2003 | 11 August 2004 |
| First Shanghai Securities Limited 第一上海證券有限公司 | RE | 9 | 01 April 2003 | 11 August 2004 |
| First Shanghai Securities Limited 第一上海證券有限公司 | RE | 6 | 01 April 2003 | 11 August 2004 |
| First Shanghai Futures Limited 第一上海期貨有限公司 | RE | 7 | 01 April 2003 | 05 September 2003 |
| First Shanghai Securities Limited 第一上海證券有限公司 | RE | 7 | 01 April 2003 | 02 September 2003 |