SFC Licences of WANG Lu 王璐

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCI Securities Limited 中銀國際證券有限公司 RE 4 06 September 2018
BOCI Securities Limited 中銀國際證券有限公司 RE 2 13 January 2006
BOCI Securities Limited 中銀國際證券有限公司 RE 1 13 January 2006
BOCI Securities Limited 中銀國際證券有限公司 RE 3 06 September 2011 26 November 2014
First Shanghai Securities Limited 第一上海證券有限公司 RE 1 01 April 2003 12 January 2006
First Shanghai Futures Limited 第一上海期貨有限公司 RE 2 01 April 2003 12 January 2006
First Shanghai Securities Limited 第一上海證券有限公司 RE 4 01 April 2003 11 August 2004
First Shanghai Futures Limited 第一上海期貨有限公司 RE 5 01 April 2003 11 August 2004
First Shanghai Securities Limited 第一上海證券有限公司 RE 6 01 April 2003 11 August 2004
First Shanghai Futures Limited 第一上海期貨有限公司 RE 9 01 April 2003 11 August 2004
First Shanghai Securities Limited 第一上海證券有限公司 RE 9 01 April 2003 11 August 2004
First Shanghai Futures Limited 第一上海期貨有限公司 RE 7 01 April 2003 05 September 2003
First Shanghai Securities Limited 第一上海證券有限公司 RE 7 01 April 2003 02 September 2003