SFC Licences of LOUIE Yuen Ki, Janet 呂婉琪

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KCG Securities Asia Limited 寶通證券亞洲有限公司 RE 6 06 August 2004 15 April 2005
China Securities Holdings Limited 中國証券控股有限公司 RE 4 01 April 2003 01 May 2003
China Securities Holdings Limited 中國証券控股有限公司 RE 6 01 April 2003 01 May 2003
China Securities Holdings Limited 中國証券控股有限公司 RE 9 01 April 2003 01 May 2003
China Securities Holdings Limited 中國証券控股有限公司 RE 1 01 April 2003 01 May 2003