SFC Licences of LAU Kar Yau, Johnny 劉家祐
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 | RE | 9 | 15 August 2022 | |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 25 August 2005 | 09 September 2008 |
| ICEA Capital Limited 工商東亞融資有限公司 | RE | 6 | 26 November 2004 | 25 August 2005 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 4 | 01 April 2003 | 01 May 2004 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 1 | 01 April 2003 | 01 May 2004 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 6 | 01 April 2003 | 01 May 2004 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 9 | 01 April 2003 | 01 May 2004 |