SFC Licences of CHEUNG Kwok Lung, James 張國龍

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCI Asia Limited 中銀國際亞洲有限公司 RO 6 11 August 2022
BOCI Asia Limited 中銀國際亞洲有限公司 RO 1 11 August 2022
BOCI Securities Limited 中銀國際證券有限公司 RO 4 11 August 2022
BOCI Securities Limited 中銀國際證券有限公司 RO 1 11 August 2022
CCB International Capital Limited 建銀國際金融有限公司 RO 6 16 January 2015 28 February 2022
CCB International Capital Limited 建銀國際金融有限公司 RO 4 16 January 2015 28 February 2022
CCB International Capital Limited 建銀國際金融有限公司 RO 1 16 January 2015 28 February 2022
CCB International Capital Limited 建銀國際金融有限公司 RE 6 15 October 2014 16 January 2015
CCB International Capital Limited 建銀國際金融有限公司 RE 4 15 October 2014 16 January 2015
CCB International Capital Limited 建銀國際金融有限公司 RE 1 15 October 2014 16 January 2015
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RO 4 08 November 2013 15 July 2014
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 4 16 September 2011 08 November 2013
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RO 6 08 September 2008 15 July 2014
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RO 1 08 September 2008 15 July 2014
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 6 11 October 2006 08 September 2008
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 1 11 October 2006 08 September 2008