SFC Licences of TSE Tak Li, Terry 謝德利

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
OnePlatform Securities Limited 環一證券有限公司 RO 4 24 August 2021 17 January 2022
OnePlatform Securities Limited 環一證券有限公司 RO 1 24 August 2021 17 January 2022
OnePlatform Securities Limited 環一證券有限公司 RO 1 30 August 2019 13 March 2021
OnePlatform Securities Limited 環一證券有限公司 RE 4 17 June 2019 13 March 2021
OnePlatform Securities Limited 環一證券有限公司 RE 1 17 June 2019 30 August 2019
MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 RO 2 25 January 2019 26 April 2019
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 RE 4 09 July 2018 26 April 2019
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 RE 1 09 July 2018 26 April 2019
MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 RE 2 09 July 2018 25 January 2019
ADS Securities Hong Kong Limited 阿布扎比證券香港有限公司 RE 4 02 January 2018 25 June 2018
ADS Securities Hong Kong Limited 阿布扎比證券香港有限公司 RO 2 14 November 2017 25 June 2018
ADS Securities Hong Kong Limited 阿布扎比證券香港有限公司 RE 3 27 September 2017 25 June 2018
ADS Securities Hong Kong Limited 阿布扎比證券香港有限公司 RE 1 27 September 2017 25 June 2018
ADS Securities Hong Kong Limited 阿布扎比證券香港有限公司 RE 2 27 September 2017 14 November 2017
Hao Tian International Futures Limited 昊天國際期貨有限公司 RO 2 30 December 2016 05 June 2017
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 RE 2 18 September 2012 17 April 2016
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 3 18 September 2012 17 April 2016
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 1 18 September 2012 17 April 2016
South China Forex Limited 南華外匯有限公司 RE 3 23 June 2010 26 June 2012
South China Commodities Limited 南華期貨有限公司 RE 2 16 February 2004 26 June 2012
South China Securities Limited 南華證券投資有限公司 RE 1 09 September 2003 26 June 2012
SCtrade.com Limited 南華互動金融網有限公司 RE 1 01 April 2003 09 February 2004
SCtrade.com Limited 南華互動金融網有限公司 RE 9 01 April 2003 04 August 2003
SCtrade.com Limited 南華互動金融網有限公司 RE 4 01 April 2003 04 August 2003