SFC Licences of LIM Tay Seop 林泰燮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Sofaer Global Research (HK) Limited | RE | 9 | 30 September 2008 | 21 May 2010 |
| Sofaer Global Research (HK) Limited | RE | 5 | 30 September 2008 | 21 May 2010 |
| Sofaer Global Research (HK) Limited | RE | 4 | 30 September 2008 | 21 May 2010 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 01 April 2003 | 09 November 2004 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 01 April 2003 | 09 November 2004 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 6 | 01 April 2003 | 12 October 2004 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 9 | 01 April 2003 | 12 October 2004 |