SFC Licences of KLINGER David Anthony

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Macquarie Capital Limited 麥格理資本股份有限公司 RO 1 20 January 2011 25 March 2011
Macquarie Capital Limited 麥格理資本股份有限公司 RE 1 06 November 2009 20 January 2011
Liquidnet Asia Limited 利貫交易網亞洲有限公司 RO 7 15 August 2007 05 June 2009
Liquidnet Asia Limited 利貫交易網亞洲有限公司 RO 1 15 August 2007 05 June 2009
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RO 1 06 June 2005 09 June 2006
Credit Suisse Futures (Hong Kong) Limited RE 7 06 June 2005 09 June 2006
Credit Suisse Futures (Hong Kong) Limited RE 2 06 June 2005 09 June 2006
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 1 01 April 2003 09 June 2006
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 6 01 April 2003 31 March 2005
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 4 01 April 2003 31 March 2005
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 9 01 April 2003 03 January 2005
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 7 01 April 2003 22 August 2003