SFC Licences of WU Kwok Ho 胡國豪

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 21 October 2003 01 July 2008
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 21 October 2003 01 July 2008
CES Forex (HK) Limited 光證外匯(香港)有限公司 RE 3 21 October 2003 20 April 2004
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 RE 9 01 April 2003 20 May 2003
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 RE 5 01 April 2003 20 May 2003
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 RE 2 01 April 2003 20 May 2003