SFC Licences of RYAN Jonathan David

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Macquarie Asia Securities Limited RE 1 15 January 2024
Macquarie Asia Securities Limited RO 1 03 September 2020 15 January 2024
Macquarie Capital Limited 麥格理資本股份有限公司 RE 1 22 March 2018 25 June 2018
Macquarie Bank Limited 麥格理銀行有限公司 1 05 March 2015
Nomura Securities (Hong Kong) Limited RE 2 03 February 2010 23 April 2013
Nomura Securities (Hong Kong) Limited RE 1 08 December 2008 23 April 2013
Nomura Futures (Hong Kong) Limited RE 2 08 December 2008 19 February 2010
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 2 10 October 2008 14 December 2013
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 10 October 2008 14 December 2013
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 2 03 May 2004 29 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 1 03 May 2004 29 September 2008
RBS Asia Futures Limited 蘇皇金融期貨亞洲有限公司 RE 2 04 September 2003 15 April 2004
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 RE 1 01 April 2003 15 April 2004
RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 RE 1 01 April 2003 15 April 2004
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 RE 6 01 April 2003 01 September 2003
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 RE 4 01 April 2003 01 September 2003
RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 RE 9 01 April 2003 01 September 2003
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 RE 9 01 April 2003 01 September 2003
RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 RE 4 01 April 2003 01 September 2003
RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 RE 6 01 April 2003 01 September 2003