SFC Licences of EASTERBROOK Trevor Stephen
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SPARX Asia Investment Advisors Limited | RE | 9 | 21 February 2006 | 31 March 2009 |
| SPARX Asia Investment Advisors Limited | RE | 4 | 22 June 2005 | 31 March 2009 |
| UBS Securities Asia Limited | RE | 5 | 01 April 2003 | 23 February 2004 |
| UBS Derivatives Hong Kong Limited | RE | 9 | 01 April 2003 | 23 February 2004 |
| UBS Securities Asia Limited | RE | 9 | 01 April 2003 | 23 February 2004 |
| UBS Securities Asia Limited | RE | 6 | 01 April 2003 | 23 February 2004 |
| UBS Securities Asia Limited | RE | 1 | 01 April 2003 | 23 February 2004 |
| UBS Derivatives Hong Kong Limited | RE | 5 | 01 April 2003 | 23 February 2004 |
| UBS Securities Asia Limited | RE | 2 | 01 April 2003 | 23 February 2004 |
| UBS Derivatives Hong Kong Limited | RE | 2 | 01 April 2003 | 23 February 2004 |
| UBS Securities Asia Limited | RE | 4 | 01 April 2003 | 23 February 2004 |