SFC Licences of LEE Chris C
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 23 August 2006 | 13 February 2009 |
| UBS Securities Asia Limited | RE | 1 | 01 April 2003 | 29 July 2003 |
| UBS Securities Asia Limited | RE | 4 | 01 April 2003 | 29 July 2003 |
| UBS Securities Asia Limited | RE | 6 | 01 April 2003 | 29 July 2003 |
| UBS Securities Asia Limited | RE | 9 | 01 April 2003 | 29 July 2003 |