SFC Licences of WAI Yiu Leung 韋耀良
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Bank Asia Limited 摩根士丹利銀行亞洲有限公司 | 2 | 09 November 2020 | ||
| Morgan Stanley Bank Asia Limited 摩根士丹利銀行亞洲有限公司 | 1 | 09 November 2020 | ||
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 14 November 2011 | 22 December 2011 |
| Merrill Lynch Far East Limited | RE | 2 | 06 September 2010 | 22 December 2011 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 10 November 2003 | 06 September 2010 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 01 April 2003 | 22 December 2011 |
| Merrill Lynch Far East Limited | RE | 9 | 01 April 2003 | 15 October 2003 |
| Merrill Lynch Far East Limited | RE | 6 | 01 April 2003 | 15 October 2003 |
| Merrill Lynch Far East Limited | RE | 4 | 01 April 2003 | 15 October 2003 |
| Merrill Lynch Far East Limited | RE | 1 | 01 April 2003 | 15 October 2003 |
| Merrill Lynch (Asia Pacific) Limited | RE | 9 | 01 April 2003 | 15 October 2003 |
| Merrill Lynch (Asia Pacific) Limited | RE | 7 | 01 April 2003 | 15 October 2003 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 01 April 2003 | 15 October 2003 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 01 April 2003 | 15 October 2003 |