SFC Licences of LU Yue 逯悅

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RE 4 07 February 2024
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RE 1 07 February 2024
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RE 9 28 September 2023
Asia Debt Management Hong Kong Limited RE 9 21 October 2019 07 June 2023
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 21 February 2007 01 April 2017
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 21 February 2007 01 April 2017
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 6 21 February 2007 10 July 2012
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 17 October 2003 31 October 2005
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 01 April 2003 31 October 2005
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 01 April 2003 31 October 2005
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 7 01 April 2003 10 October 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 01 April 2003 10 October 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 9 01 April 2003 10 October 2003