SFC Licences of KUO Yi-Chih 郭益智
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RE | 1 | 30 July 2010 | 15 October 2019 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 06 August 2007 | 19 November 2008 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 06 August 2007 | 19 November 2008 |