SFC Licences of LAM Josephine 林詠琪

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Merlin Fidelis Asset Management Limited RO 9 24 December 2021
Merlin Fidelis Asset Management Limited RE 9 23 November 2021 24 December 2021
AA Investment Management Limited 安安投資管理有限公司 RO 9 27 April 2021 25 August 2021
AA Investment Management Limited 安安投資管理有限公司 RO 4 27 April 2021 25 August 2021
AA Investment Management Limited 安安投資管理有限公司 RO 1 27 April 2021 25 August 2021
Victoire Asia Investments Limited 維勝亞洲投資有限公司 RO 9 24 May 2019 31 July 2019
Victoire Asia Investments Limited 維勝亞洲投資有限公司 RE 9 17 July 2014 24 May 2019
Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 RE 1 01 December 2005 28 March 2013
Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 RE 9 30 July 2004 28 March 2013
Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 RE 4 30 July 2004 28 March 2013
Legg Mason International Equities (Hong Kong) Limited (trading as Esemplia; Esemplia Emerging Markets) 美盛國際股票(香港)有限公司 (以匯琛; 匯琛新興巿場資產管理名義經營業務) RE 9 30 July 2004 28 March 2013
Legg Mason International Equities (Hong Kong) Limited (trading as Esemplia; Esemplia Emerging Markets) 美盛國際股票(香港)有限公司 (以匯琛; 匯琛新興巿場資產管理名義經營業務) RE 4 30 July 2004 28 March 2013
Legg Mason International Equities (Hong Kong) Limited (trading as Esemplia; Esemplia Emerging Markets) 美盛國際股票(香港)有限公司 (以匯琛; 匯琛新興巿場資產管理名義經營業務) RE 1 30 July 2004 28 March 2013
BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 RE 9 01 April 2003 02 July 2004
BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 RE 4 01 April 2003 02 July 2004
BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 RE 1 01 April 2003 02 July 2004