SFC Licences of WAN Yuk Ling 尹玉玲

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Easy One Asset Management Limited 易易壹資產管理有限公司	RO	9	29 September 2023
Easy One Asset Management Limited 易易壹資產管理有限公司	RO	4	29 September 2023
Theia Securities Limited 遠源證券有限公司	RO	9	12 November 2020	30 November 2022
Theia Securities Limited 遠源證券有限公司	RO	4	12 November 2020	30 November 2022
Theia Securities Limited 遠源證券有限公司	RO	1	12 November 2020	30 November 2022
Theia Securities Limited 遠源證券有限公司	RE	9	31 July 2020	12 November 2020
Theia Securities Limited 遠源證券有限公司	RE	4	31 July 2020	12 November 2020
Theia Securities Limited 遠源證券有限公司	RE	1	31 July 2020	12 November 2020
ZH Securities Limited 中昊証券有限公司	RO	9	04 February 2020	01 June 2020
ZH Securities Limited 中昊証券有限公司	RO	4	04 February 2020	01 June 2020
ZH Securities Limited 中昊証券有限公司	RO	1	04 February 2020	01 June 2020
China Sunrise Securities (International) Limited 華升證券(國際)有限公司	RO	4	28 July 2017	09 November 2018
China Sunrise Asset Management Limited 華升資產管理有限公司	RE	9	22 September 2016	12 February 2018
China Sunrise Securities (International) Limited 華升證券(國際)有限公司	RO	1	27 November 2015	09 November 2018
Telecom King Securities Limited 電訊數碼證券有限公司	RO	2	29 July 2014	17 August 2015
Telecom King Securities Limited 電訊數碼證券有限公司	RO	1	29 July 2014	17 August 2015
Telecom King Securities Limited 電訊數碼證券有限公司	RE	2	23 June 2014	29 July 2014
Telecom King Securities Limited 電訊數碼證券有限公司	RE	1	23 June 2014	29 July 2014
Hua Nan Securities (HK) Limited 華南永昌證券(香港)有限公司	RO	2	29 July 2011	12 April 2012
Hua Nan Securities (HK) Limited 華南永昌證券(香港)有限公司	RO	1	08 July 2010	13 June 2014
Hua Nan Securities (HK) Limited 華南永昌證券(香港)有限公司	RE	2	30 May 2008	29 July 2011
Hua Nan Securities (HK) Limited 華南永昌證券(香港)有限公司	RE	1	06 March 2007	08 July 2010