SFC Licences of MAN Yiu Kwong, Nick 文耀光

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Somerley Capital Limited 新百利融資有限公司 RO 6 21 September 2022
Somerley Capital Limited 新百利融資有限公司 RO 1 21 September 2022
Somerley Capital Limited 新百利融資有限公司 RE 6 21 June 2022 21 September 2022
Somerley Capital Limited 新百利融資有限公司 RE 1 21 June 2022 21 September 2022
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 RO 6 09 July 2018 14 January 2022
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 RO 1 09 July 2018 14 January 2022
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 RE 6 05 July 2018 09 July 2018
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 RE 1 05 July 2018 09 July 2018
VMS Securities Limited 鼎珮證券有限公司 RO 6 14 September 2015 30 June 2018
VMS Securities Limited 鼎珮證券有限公司 RO 4 14 September 2015 30 June 2018
VMS Securities Limited 鼎珮證券有限公司 RO 1 14 September 2015 30 June 2018
VMS Securities Limited 鼎珮證券有限公司 RE 6 13 August 2015 14 September 2015
VMS Securities Limited 鼎珮證券有限公司 RE 4 13 August 2015 14 September 2015
VMS Securities Limited 鼎珮證券有限公司 RE 1 13 August 2015 14 September 2015
Templewater Hong Kong Limited 善水資本香港有限公司 RO 6 22 March 2011 31 July 2015
Templewater Hong Kong Limited 善水資本香港有限公司 RO 4 22 March 2011 31 July 2015
Templewater Hong Kong Limited 善水資本香港有限公司 RO 1 22 March 2011 31 July 2015
Templewater Hong Kong Limited 善水資本香港有限公司 RE 1 01 February 2008 22 March 2011
Templewater Hong Kong Limited 善水資本香港有限公司 RE 6 22 May 2007 22 March 2011
Templewater Hong Kong Limited 善水資本香港有限公司 RE 4 22 May 2007 22 March 2011
AMS Capital Limited 博資有限公司 RE 4 01 April 2003 30 April 2007
AMS Capital Limited 博資有限公司 RE 6 01 April 2003 30 April 2007
AMS Capital Limited 博資有限公司 RE 9 01 April 2003 12 February 2004