SFC Licences of HARRIS Thomas Christopher
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | RE | 4 | 17 September 2003 | 01 November 2004 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 01 April 2003 | 01 November 2004 |
| J.P. Morgan Securities (Far East) Limited | RE | 7 | 01 April 2003 | 01 November 2004 |
| J.P. Morgan Securities (Far East) Limited | RE | 1 | 01 April 2003 | 01 November 2004 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 01 April 2003 | 01 November 2004 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 6 | 01 April 2003 | 13 September 2003 |
| J.P. Morgan Securities (Far East) Limited | RE | 6 | 01 April 2003 | 13 September 2003 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 7 | 01 April 2003 | 13 September 2003 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 9 | 01 April 2003 | 13 September 2003 |