SFC Licences of PARADISE James Richard

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RO	9	16 September 2019	08 February 2021
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司	RO	7	27 December 2017	08 February 2021
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司	RO	5	27 December 2017	08 February 2021
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RO	5	27 December 2017	08 February 2021
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RO	4	27 December 2017	08 February 2021
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司	RO	4	11 October 2016	08 February 2021
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司	RO	2	11 October 2016	08 February 2021
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司	RO	1	11 October 2016	08 February 2021
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RO	1	13 July 2012	08 February 2021
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司	RO	2	13 July 2012	10 October 2016
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司	RO	4	13 July 2012	10 October 2016
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司	RO	1	13 July 2012	10 October 2016
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司	RE	2	17 February 2012	13 July 2012
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司	RE	4	17 February 2012	13 July 2012
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司	RE	1	17 February 2012	13 July 2012
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	1	01 April 2003	13 July 2012
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	6	01 April 2003	12 October 2004
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	4	01 April 2003	12 October 2004
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	9	01 April 2003	12 October 2004