SFC Licences of LAM Wai Ming 林慧明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 RE 2 24 August 2012 14 March 2013
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 3 24 August 2012 14 March 2013
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 1 24 August 2012 14 March 2013
CES Forex (HK) Limited 光證外匯（香港）有限公司 RE 3 13 March 2009 08 July 2012
CES Commodities (HK) Limited 光證期貨（香港）有限公司 RE 2 13 March 2009 08 July 2012
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 1 13 March 2009 08 July 2012
Haitong International Securities Company Limited 海通國際證券有限公司 RE 3 14 March 2006 20 July 2007
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 07 November 2005 20 July 2007
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 07 November 2005 20 July 2007
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RE 1 21 April 2004 21 October 2005
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 RE 2 01 April 2003 21 October 2005
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 RE 9 01 April 2003 27 February 2004
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 RE 5 01 April 2003 27 February 2004