SFC Licences of SO Lai Shan, Jennifer 蘇勵姍

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Lego Asset Management Limited 力高資產管理有限公司	RE	9	15 March 2019	20 February 2020
Lego Asset Management Limited 力高資產管理有限公司	RE	4	15 March 2019	20 February 2020
Quam Asset Management Limited 華富建業資產管理有限公司	RE	9	14 June 2018	28 July 2018
Quam Asset Management Limited 華富建業資產管理有限公司	RE	4	14 May 2018	28 July 2018
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司	RE	4	04 January 2016	10 February 2018
Quam Securities Limited 華富建業證券有限公司	RO	4	14 June 2013	18 December 2015
Quam Securities Limited 華富建業證券有限公司	RE	4	29 June 2012	14 June 2013
MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司	RE	4	31 December 2010	05 October 2011
MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司	RE	1	31 December 2010	05 October 2011
MUSHK Limited	RE	1	03 December 2009	30 December 2010
MUSHK Limited	RE	4	21 February 2008	30 December 2010
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司	RE	4	03 July 2007	05 February 2008
SBI China Capital Securities Limited 軟庫中華金融證券有限公司	RE	4	03 April 2006	22 June 2007
China Everbright Research Limited 中國光大資料研究有限公司	RE	4	15 April 2004	25 August 2005
RIMC Advisors (Hong Kong) Limited	RE	9	01 April 2003	04 June 2003
RIMC Advisors (Hong Kong) Limited	RE	4	01 April 2003	04 June 2003