SFC Licences of LAM Boon Ho, Benjamin 林本浩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 14 August 2017 | 27 July 2018 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 14 July 2017 | 27 July 2018 |
| Merrill Lynch Far East Limited | RE | 2 | 20 September 2010 | 12 August 2011 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 21 April 2010 | 12 August 2011 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 21 April 2010 | 20 September 2010 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 16 September 2009 | 26 March 2010 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 4 | 10 August 2009 | 01 September 2009 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 9 | 01 April 2003 | 22 May 2003 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 5 | 01 April 2003 | 22 May 2003 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 01 April 2003 | 22 May 2003 |