SFC Licences of CHAN Kevin Evelyn
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
GAM Hong Kong Limited 環球投資(香港)有限公司 | RO | 9 | 22 May 2013 | 06 July 2015 |
GAM Hong Kong Limited 環球投資(香港)有限公司 | RE | 4 | 04 May 2012 | 06 July 2015 |
GAM Hong Kong Limited 環球投資(香港)有限公司 | RE | 9 | 04 May 2012 | 22 May 2013 |
Chater Capital Advisors (Hong Kong) Limited | RO | 9 | 19 February 2010 | 13 January 2011 |
Thaddeus Capital Management (HK) Limited | RE | 9 | 04 June 2007 | 25 July 2007 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 04 February 2004 | 07 June 2005 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 04 February 2004 | 07 June 2005 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 19 January 2004 | 07 June 2005 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 7 | 28 May 2003 | 12 January 2004 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 28 May 2003 | 12 January 2004 |