SFC Licences of LAU Chi Kin, Vincent 劉子堅

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
First Capital International Finance Limited 首控國際金融有限公司
RE 6 16 January 2018 12 March 2018
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RO 6 18 August 2021
CLSA Limited 中信里昂證券有限公司
RO 1 18 August 2021
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 4 10 August 2021
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 6 07 June 2021 18 August 2021
CLSA Limited 中信里昂證券有限公司
RE 1 07 June 2021 18 August 2021
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司
RE 1 02 August 2018 12 May 2021
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司
RO 6 30 July 2018 12 May 2021
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司
RE 6 17 April 2018 30 July 2018
First Capital International Finance Limited 首控國際金融有限公司
RO 6 12 March 2018 08 April 2018
BOCI Asia Limited 中銀國際亞洲有限公司
RO 6 29 July 2013 19 September 2017
BOCI Asia Limited 中銀國際亞洲有限公司
RE 6 17 June 2013 29 July 2013
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司
RO 6 08 April 2013 16 June 2013
China Everbright Capital Limited 中國光大融資有限公司
RO 6 04 May 2010 31 January 2013
China Everbright Capital Limited 中國光大融資有限公司
RE 6 25 September 2009 04 May 2010
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司
RE 6 05 August 2009 31 August 2009
BOCI Asia Limited 中銀國際亞洲有限公司
RE 6 12 April 2007 04 April 2009
CCB International Capital Limited 建銀國際金融有限公司
RE 1 20 July 2006 03 April 2007
CCB International Capital Limited 建銀國際金融有限公司
RE 6 15 June 2006 03 April 2007
Core Pacific-Yamaichi Capital Limited 京華山一企業融資有限公司
RE 6 21 June 2004 16 March 2006
Kingsway Capital Limited 滙富融資有限公司
RE 6 01 April 2003 09 June 2004
Kingsway Capital Limited 滙富融資有限公司
RE 4, 9 01 April 2003 05 January 2004