SFC Licences of LAU Chi Kin, Vincent 劉子堅

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司	RO	6	18 August 2021
CLSA Limited 中信里昂證券有限公司	RO	1	18 August 2021
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司	RE	4	10 August 2021
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司	RE	6	07 June 2021	18 August 2021
CLSA Limited 中信里昂證券有限公司	RE	1	07 June 2021	18 August 2021
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司	RE	1	02 August 2018	12 May 2021
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司	RO	6	30 July 2018	12 May 2021
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司	RE	6	17 April 2018	30 July 2018
China Sunrise Capital Limited 華升資本有限公司	RO	6	12 March 2018	08 April 2018
China Sunrise Capital Limited 華升資本有限公司	RE	6	16 January 2018	12 March 2018
BOCI Asia Limited 中銀國際亞洲有限公司	RO	6	29 July 2013	19 September 2017
BOCI Asia Limited 中銀國際亞洲有限公司	RE	6	17 June 2013	29 July 2013
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司	RO	6	08 April 2013	16 June 2013
China Everbright Capital Limited 中國光大融資有限公司	RO	6	04 May 2010	31 January 2013
China Everbright Capital Limited 中國光大融資有限公司	RE	6	25 September 2009	04 May 2010
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司	RE	6	05 August 2009	31 August 2009
BOCI Asia Limited 中銀國際亞洲有限公司	RE	6	12 April 2007	04 April 2009
CCB International Capital Limited 建銀國際金融有限公司	RE	1	20 July 2006	03 April 2007
CCB International Capital Limited 建銀國際金融有限公司	RE	6	15 June 2006	03 April 2007
Core Pacific-Yamaichi Capital Limited 京華山一企業融資有限公司	RE	6	21 June 2004	16 March 2006
Kingsway Capital Limited 滙富融資有限公司	RE	6	01 April 2003	09 June 2004
Kingsway Capital Limited 滙富融資有限公司	RE	4	01 April 2003	05 January 2004
Kingsway Capital Limited 滙富融資有限公司	RE	9	01 April 2003	05 January 2004