SFC Licences of MOK Jonathan Chung Kiu 莫仲翹
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| TJ Investment Management (HK) Limited 天境資產管理香港有限公司 | RO | 9 | 24 July 2023 | |
| TJ Investment Management (HK) Limited 天境資產管理香港有限公司 | RO | 4 | 24 July 2023 | |
| Old Peak Limited | RE | 9 | 27 April 2015 | 16 December 2020 |
| Old Peak Limited | RE | 5 | 27 April 2015 | 16 December 2020 |
| Old Peak Limited | RE | 4 | 27 April 2015 | 16 December 2020 |
| Mount Kellett Capital (Hong Kong) Limited 奇力資本(香港)有限公司 | RE | 9 | 09 February 2009 | 18 July 2014 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 29 October 2003 | 11 August 2005 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 1 | 29 October 2003 | 11 August 2005 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 01 April 2003 | 09 August 2008 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 6 | 01 April 2003 | 14 October 2003 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 01 April 2003 | 14 October 2003 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 9 | 01 April 2003 | 14 October 2003 |