SFC Licences of HO Tak Yiu, Edmund 何德耀

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Innovest Securities Investment Limited 粵創證券投資有限公司 RO 1 14 May 2019 01 July 2022
Innovest Asset Management Limited 粵創資產管理有限公司 RO 4 20 February 2019
Innovest Asset Management Limited 粵創資產管理有限公司 RO 9 10 March 2017
Innovest Asset Management Limited 粵創資產管理有限公司 RE 9 11 January 2017 10 March 2017
Topaz Capital Management Limited 瑭明資本管理有限公司 RE 9 19 June 2014 31 August 2016
Topaz Financial Group Limited 瑭明金融集團有限公司 RE 2 09 January 2014 31 August 2016
Topaz Financial Group Limited 瑭明金融集團有限公司 RE 1 09 January 2014 31 August 2016
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 RE 3 12 January 2005 17 December 2013
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 1 12 January 2005 17 December 2013
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RE 2 12 January 2005 17 December 2013