SFC Licences of HO Tak Yiu, Edmund 何德耀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Innovest Securities Investment Limited 粵創證券投資有限公司 | RO | 1 | 14 May 2019 | 01 July 2022 |
Innovest Asset Management Limited 粵創資產管理有限公司 | RO | 4 | 20 February 2019 | |
Innovest Asset Management Limited 粵創資產管理有限公司 | RO | 9 | 10 March 2017 | |
Innovest Asset Management Limited 粵創資產管理有限公司 | RE | 9 | 11 January 2017 | 10 March 2017 |
Topaz Capital Management Limited 瑭明資本管理有限公司 | RE | 9 | 19 June 2014 | 31 August 2016 |
Topaz Financial Group Limited 瑭明金融集團有限公司 | RE | 2 | 09 January 2014 | 31 August 2016 |
Topaz Financial Group Limited 瑭明金融集團有限公司 | RE | 1 | 09 January 2014 | 31 August 2016 |
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 | RE | 3 | 12 January 2005 | 17 December 2013 |
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 1 | 12 January 2005 | 17 December 2013 |
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 | RE | 2 | 12 January 2005 | 17 December 2013 |