SFC Licences of YANG Ming Lik, Alec 楊鳴歷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 25 June 2007 | 14 October 2009 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 25 June 2007 | 14 October 2009 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 01 April 2003 | 15 May 2007 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 01 April 2003 | 15 May 2007 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 9 | 01 April 2003 | 23 November 2004 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 5 | 01 April 2003 | 23 November 2004 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 01 April 2003 | 23 November 2004 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 01 April 2003 | 23 November 2004 |