SFC Licences of KWAN Chi Tak 關志德
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RO | 9 | 20 April 2016 | |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RO | 4 | 20 April 2016 | |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RO | 1 | 20 April 2016 | |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 9 | 07 January 2016 | 20 April 2016 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 4 | 07 January 2016 | 20 April 2016 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 1 | 07 January 2016 | 20 April 2016 |
| DNB Asset Management (Asia) Limited 北歐亞洲拓展有限公司 | RO | 9 | 02 May 2007 | 30 November 2015 |
| DNB Asset Management (Asia) Limited 北歐亞洲拓展有限公司 | RE | 9 | 16 April 2007 | 02 May 2007 |
| OP Investment Management Limited 東英投資管理有限公司 | RO | 9 | 18 February 2004 | 31 March 2007 |
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 | RE | 9 | 01 April 2003 | 31 December 2003 |
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 | RE | 4 | 01 April 2003 | 31 December 2003 |
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 | RE | 6 | 01 April 2003 | 31 December 2003 |