SFC Licences of COMBALOT Laurent Benoit Georges
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RO | 7 | 19 December 2016 | |
| UBS Securities Hong Kong Limited | RO | 2 | 19 December 2016 | |
| UBS Securities Hong Kong Limited | RO | 1 | 19 December 2016 | |
| UBS AG | 1 | 07 December 2012 | ||
| UBS Securities Hong Kong Limited | RO | 7 | 06 July 2011 | 18 December 2016 |
| UBS Derivatives Hong Kong Limited | RO | 2 | 06 May 2009 | 18 December 2016 |
| UBS Securities Hong Kong Limited | RO | 1 | 06 May 2009 | 18 December 2016 |
| UBS Securities Asia Limited | RO | 2 | 06 May 2009 | |
| UBS Securities Asia Limited | RO | 1 | 06 May 2009 | |
| UBS Derivatives Hong Kong Limited | RE | 2 | 29 November 2005 | 06 May 2009 |
| UBS Derivatives Hong Kong Limited | RO | 2 | 08 July 2005 | 29 November 2005 |
| UBS Securities Asia Limited | RE | 2 | 01 April 2003 | 06 May 2009 |
| UBS Securities Asia Limited | RE | 1 | 01 April 2003 | 06 May 2009 |
| UBS Securities Asia Limited | RE | 4 | 01 April 2003 | 24 March 2005 |
| UBS Securities Asia Limited | RE | 6 | 01 April 2003 | 04 February 2005 |
| UBS Securities Asia Limited | RE | 9 | 01 April 2003 | 04 February 2005 |
| UBS Securities Asia Limited | RE | 5 | 01 April 2003 | 04 February 2005 |