SFC Licences of TAM Yui Hong, Conan 譚悅康

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Merrill Lynch Far East Limited	RO	6	02 February 2018	11 March 2024
Merrill Lynch (Asia Pacific) Limited	RO	6	02 February 2018
Merrill Lynch Far East Limited	RO	4	04 February 2015	11 March 2024
Merrill Lynch Far East Limited	RO	1	04 February 2015	11 March 2024
Merrill Lynch (Asia Pacific) Limited	RO	4	04 February 2015
Merrill Lynch (Asia Pacific) Limited	RO	1	04 February 2015
Merrill Lynch Far East Limited	RE	6	08 September 2014	02 February 2018
Merrill Lynch (Asia Pacific) Limited	RE	6	08 September 2014	02 February 2018
Merrill Lynch Far East Limited	RE	4	08 September 2014	04 February 2015
Merrill Lynch Far East Limited	RE	1	08 September 2014	04 February 2015
Merrill Lynch (Asia Pacific) Limited	RE	4	08 September 2014	04 February 2015
Merrill Lynch (Asia Pacific) Limited	RE	1	08 September 2014	04 February 2015
UBS Securities Hong Kong Limited	RE	6	29 April 2014	05 June 2014
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	4	23 December 2008	16 April 2009
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	6	23 May 2008	16 April 2009
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	1	23 May 2008	16 April 2009
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	6	22 May 2007	02 May 2008
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	4	22 May 2007	02 May 2008
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	1	23 March 2007	02 May 2008
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	1	04 March 2005	03 March 2007
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司	RE	4	01 April 2003	25 February 2005
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司	RE	6	01 April 2003	25 February 2005
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司	RE	9	01 April 2003	15 February 2005