SFC Licences of YAU Sze Kin 邱詩健

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Avenue Family Office Limited 道信家族辦公室有限公司 RE 9 18 November 2019
Avenue Family Office Limited 道信家族辦公室有限公司 RE 4 18 November 2019
Avenue Family Office Limited 道信家族辦公室有限公司 RE 1 18 November 2019
BOCI Securities Limited 中銀國際證券有限公司 RE 3 26 July 2012 27 August 2012
BOCI Securities Limited 中銀國際證券有限公司 RE 2 24 November 2009 27 August 2012
BOCI Securities Limited 中銀國際證券有限公司 RE 1 08 November 2007 27 August 2012
BOCI Securities Limited 中銀國際證券有限公司 RE 4 08 November 2007 10 November 2011
FWD Financial Planning Limited 富衛財務策劃有限公司 RE 4 03 August 2007 16 October 2007